Tape 4: PLATO (continued)

Copyright © 1995, R.J. Kilcullen.


This is POL167, cassette 4, the second on Plato. Last week we began looking at Plato's Republic. I summarised book I, and you read the challenge issued at the beginning of book II to Socrates by Glaucon and Adeimantus. They wanted Socrates to show that it is sensible to be just, not in terms of the material benefits of having a good reputation, but in terms of the effects of being just on the soul of the just person. To deal with this challenge, Socrates begins to construct an imaginary city, in the hope of being able to understand the point of justice in a city, and argue from there to the point of justice for an individual. Socrates goes on Republic 369 ff to sketch out the founding of a new city (the idea of deliberately founding a city was familiar -- many cities had been founded as colonies). 'Society originates... because the individual is not self-sufficient, but has many needs which he can't supply himself'. Socrates suggests division of labour, specialisation: The things needed are 'more easily produced when a man specializes appropriatedly on a single job for which he is naturally fitted'. The city must therefore include specialist farmers, builders, weavers, toolmakers, merchants, etc. But these trades would support only a very basic society. As civilization progresses beyond the mere necessities specialists in other arts will be added: sculptors, playwrights, confectioners, doctors. As wealth grows this city and the neighboring cities may come to war, and military specialists will also be needed.

The guardians

The military specialists are the guardians 375 ff. They need keen perception, speed, strength, spirit: and yet they must be gentle toward fellow-citizens (in modern terms, the army must not oppress the people), and they must have something of the disposition of the philosopher -- the ability to make judgments on the basis of knowledge. This leads to a discussion (376-) of the upbringing of the guardians (for a modern equivalent question, what should be the culture of the defence forces academy?) What stories should future guardians be told as children, what should they be told about the gods, what forms should be used in literature for them to read, what kinds of music, song, and dance, and art. 'We shall thus prevent our guardians being brought up among representations of what is evil'; 'Our artists and craftsmen must be capable of perceiving the real nature of what is beautiful, and then our young men, living as it were in a good climate, will benefit because all the works of art they see and hear influence them for good'; 'rhythm and harmony penetrate deeply into the mind'; 'we shall not be properly educated... until we can recognize the qualities of discipline, courage, generosity, greatness of mind, and others akin to them, as well as their opposites... and representations of them wherever they occur'; see 401-2. Then follows a discussion of diet, physical training, medical treatment. Mental cultivation and physical training are both necessary: 'They are not intended, one to train the body, the other the mind, except incidentally, but to ensure a proper harmony between energy and initiative on the one hand and reason on the other' (411e). In all this discussion, Plato is the source of much modern philosophy of education.

Political arrangements: the Rulers

Next comes a discussion of political arrangements. The city is to be governed by selected guardians (why does Plato assume that the rulers will be soldiers?). The guardians who become rulers are those who have in many exacting tasks shown that they have skill in watching over the interests of the community and that they care about those interests (412). The rulers are the guardians in the full sense, those still undergoing training and testing are the Auxiliaries (414b). The rulers must tell the people the noble lie that the division of the population into different sections -- Rulers, Auxiliaries, Farmers etc. -- is not due to education, but to the gold, silver and iron put into their souls by God. 'If one of their own [the rulers'] children has bronze or iron in its make-up, they must harden their hearts and degrade it to the ranks of the industrial and agricultural class where it properly belongs: similarly, if a child of this class is born with gold or silver in its nature, they will promote it appropriately to be a Guardian or an Auxiliary' (415). This may remind you of the modern idea of equality of opportunity, but Plato is thinking not of the career opportunities of individuals but of making the most of the capacities of individuals to serve the community.

The austere life of the guardians

In fact the elite auxiliaries and guardians live an austere life. 'We must... take every possible precaution to prevent our Auxiliaries treating our citizens like [sheepdogs who worry the sheep]... and behaving more like savage tyrants than partners and friends... They should be... provided for in a way that will not prevent them being efficient Guardians, yet will not tempt them to prey upon the rest of the community... They shall have no private property beyond the barest essentials... They shall eat together in messes... They... are forbidden to touch or handle silver or gold' (416-7). It may be objected, 'You aren't making your Guardians particularly happy'. Socrates answers: 'Though it would not in fact be in the least surprising if our Guardians were very happy indeed, our purpose in founding our state was not to promote the happiness of a single class, but, so far as possible, of the whole community' (420-1).

The rest of the population

The other sections of the population (the industrial and agricultural sections) will function less well if extremes of wealth and poverty are permitted to develop among them. A city in which that happens 'contains at least two states, the rich and the poor, at enmity with each other' (422e). Growth of the city should be allowed only as long as it is compatible with unity. The education system is the main thing in preserving the city's healthy way of life (423-5).

So now we are ready to go back to the question What is Justice? (427d)

(1) The justice of the city.

Since the city is good, it must have, Socrates says, the virtues of wisdom, courage, discipline and justice.

Wisdom is a skill in doing good exercised not on behalf of any particular interest but for the benefit of the city as a whole.

Courage is an ability, retained in all circumstances, to judge rightly about the nature and extent of dangers.

Discipline is an order and control of certain desires and appetites; self-discipline exists when the better element in the person's character rules the worse. A city has discipline when the desires of the majority are controlled by the desires and wisdom of the superior minority.

The city's wisdom is the skill of the Guardians, and the city's bravery is the bravery of the Guardians and Auxiliaries. But the city's discipline is not a quality of part of the population, but 'operates by being diffused throughout the whole' -- it is an 'agreement between higher and lower about which of them is to rule' (431-2).

So what is the city's justice?

Read 433a-34d

The modern idea of social justice is that each section of the population should get its proper share, or an equal share, of whatever there is to be had. Plato's is that justice requires each section to contribute what it should contribute -- and that no section should try to perform the role assigned to another. How is this justice different from discipline?

So much for justice in the city. What about --

(2) Justice in the individual

The city is not a simple entity but has parts -- the individual citizens, the various sections of the population. Similarly, Socrates argues, the individual person is not a simple entity (436a-441c). The philosopher Leibniz in the 17th century formulated a principle of the identity of indiscernibles: If every statement true of x is also true of y, then 'x' and 'y' are merely different names for the same thing. Socrates uses a principle we might call the non-identity of discernibles: If some statement is true of x, and the opposite of that statement is true of y, then x and y are distinct things, or at least distinct parts of some thing. Now sometimes something is true of the reason, or of the 'spirited' part (which feels anger), or of the desire, and its opposite is true of one or more of the others; these three must therefore be distinct parts of the soul. For example, sometimes we desire something, but think we should not have it; sometimes we are angry with ourselves for wanting it. Socrates tells the story of Leontion, who wanted to look at some newly executed corpses, struggled with himself a while, and then looked, saying angrily 'There you are, curse you': the struggle and the anger show diversity within the person. [Compare Phaedrus, 246b, 253c-254e.] These three distinct parts of the soul relate to the tripartite structure of the city. Reason corresponds to the Guardians, the spirited part to the Auxiliaries (anger and determination should reinforce the control of reason), and the desires correspond to the agricultural and industrial part of the population.

(Is it satisfactory to say that the working part of the population corresponds to the desires? See Williams 'The Analogy of City and Soul in Plato's Republic', in E.N.Lee et al. (eds.), Exegesis and Argument: Studies in Greek Philosophy Presented to Gregory Vlastos (Assen, 1973) (B171.E9).

Read 441c-445b

Note at the end of this passage the brief reference to the question raised by Glaucon and Adeimantus -- whether there is good reason to be just. This topic will reappear later (580b-92). Socrates is about to continue with an analysis of injustice and of defective cities when Adeimantus asks him to elaborate an earlier remark, that the Guardians will have 'all things in common', including women and children.

Women

Socrates says that in the ideal city men and women will be used for the same purposes. 'We educated the men both physically and intellectually; we shall have to do the same for women, and train them for war as well, and treat them in the same way.' (On Plato's views on women see Okin. Women in Western Political Thought (Princeton, 1979) (HQ1206.O38).

Read 453a-456c.

The Guardians and Auxiliaries are to have no private property or private houses, and are to mess together (416-7). This will apply also to the women; they are not divided into families. The Rulers will regulate their mating. 'Our Rulers will have to employ a great deal of fiction and deceit for the benefit of their subjects' (459c; cf. 389b, 414b). The Rulers will mate the best men with the best women, giving out that they drew their mates by lot. The children will be brought up by nurses and attendants, and the parents will not know which child is whose.

Read 462a-464b

There follows a discussion of military training, and of the laws of war (e.g. that when they fight other cities they should fight in the hope of coming to terms, instead of inflicting death and slavery); see (469-71).

Who is to establish this city? This brings us to --

The philosopher as king

Earlier Socrates had postponed the question whether this ideal city is possible; now he takes it up. 'The society we have described can never grow into a reality or see the light of day, and there will be no end to the troubles of states, or indeed... of humanity itself, till philosophers become kings in this world, or till those we now call kings and rulers really and truly become philosophers, and political power and philosophy thus come into the same hands, while the many natures now content to follow either to the exclusion of the other are forcibly debarred from doing so' (473e).

Next topic,

The Theory of Forms

Some understanding of this theory is needed to follow the next section of the book. According to Plato the things and actions of the sensible world (i.e., the world we perceive by the senses) are imperfect realizations of forms which are the true realities.

For each class (set whose members are alike) of sensible things there is one form which all the members of the class have in common. For example, the many beautiful things of the sensible world share in the one form of beauty. (Other expressions used by translators for Plato's various Greek expressions for the 'form' (eidos) of beauty are: 'the idea of beauty', 'beauty itself', 'absolute beauty', 'the essential nature of beauty', 'the beautiful'. Other terms for 'share' are 'have in common', 'participate', 'imitate', 'reflect'.)

Unlike the sensible things which share in them, each form is one, and not mutable but unchanging and eternal (the nature of beauty does not change, though particular things become or cease to be beautiful).

Plato takes unity and permanence as marks of reality, and takes reality as being the same as intelligibility. The forms are therefore more real and more intelligible than sensibles. We can have fluctuating beliefs or opinions about sensible things, but settled knowledge is only of the forms.

Plato believed that in successive lives the soul migrates from one body to another (metempsychosis). The soul acquires knowledge of the forms between lives, before birth; at birth it forgets, but can be reminded of the forms by the imitations of them which it perceives through the senses: thus learning is 'recollection', in Greek anamnesis.

On the theory of forms, see W.D. Ross, Plato's Theory of Ideas (B398.I3R6).

("Theory of Ideas" is equivalent to "Theory of Forms". The term "idea" in this context may cause confusion, so I prefer to use "form". Until the 17th century "idea" never meant a thought in the mind of a human being. Plato's forms or ideas are realities, not merely human thoughts. Our thought of justice reflects the Form of justice which is separate from our minds, just as it is separate from just cities and individuals.)

The Philosopher

A philosopher is a lover of wisdom who seeks knowledge of these eternal realities, the forms, and loves truth and truthfulness, finds pleasure entirely in things of the mind, is therefore self-controlled, is not a lover of money, is not afraid of death, is just -- and so on: the philosopher has exactly the qualities required of a wise ruler (484a-487b). Yet philosophers are popularly supposed to be useless and impractical people (cf. Gorgias 484c-486d):

Read 487e-9b,491a-5a.

Compare Gorgias 481c-482c, 510a-e, 512e-513c. These passages are arguments against democracy.

Socrates continues with various other topics relating to philosophy and the theory of ideas.

The Cave

Read 514a-521c

The real things are the forms, the shadows are the sensible things which imitate the forms. The prisoner who goes above-ground is the philosopher. At 518bc there is an allusion to the idea that learning is recollection. Note the idea of conversion, literally 'turning round'.

Socrates goes on (521d-535a) to describe the education of the future philosopher-rulers in mathematics and dialectic. Philosophical training is to be given to selected Auxiliaries in their thirties; they will then 'go back down into the cave', i.e. to military and governmental duties, until age 50, when, if they have done well in all tests, they will become philosopher rulers, Guardians in the full sense. 'And some of them will be women... All I have said applies equally to women' (540c). If philosophers ever came to power in an existing city, 'They would begin by sending away into the country all citizens over the age of ten; having thus removed the children from the influence of their parents' present way of life, they would bring them up on their own methods and rules, which we have described' (541a).

Imperfect constitutions

This brings the discussion back to the point it had reached at 449a, when Socrates was about to contrast defective cities and individuals with the perfect city and the just man, to show that the just have the better life. The good city is governed by philosophers -- a Kingship if there is one outstanding ruler, an Aristocracy if several (445d). The four kinds of defective constitutions are Timarchy, Oligarchy, Democracy and Tyranny. Socrates presents these as degenerations of the ideal city, as if that came first in time and the others developed from it.

A Timarchy is a military aristocracy, ambitious of Honour (time in Greek), like Sparta. The ideal city might decay into a timocracy by dissension among the Guardians, if some of them sought private property and wanted to reduce the other classes to slavery; they would neglect education and distrust intelligence. The corresponding 'timarchic' individual is competitive, arrogant, dictatorial, harsh to slaves, respectful to those above him, ambitious for promotion -- an 'authoritarian' personality.

Oligarchy is literally government by the few, but always understood of the few rich. The accumulation of wealth in private hands converts a timarchy into oligarchy; the poor are despised, or become clients (followers) of the rich. The corresponding individual is a money-maker who represses all his other desires as pointless.

Democracy develops because the oligarchs let their sons go into debt, some are reduced to poverty, and to escape debt or poverty some of them seek political power by appealing to the lower classes. Tyranny develops out of democracy.

Read 557-568a

The tyrannical character is one in whom the democratic equality of desires ruling in turn is replaced by one overmastering criminal passion.

The just are happiest

The wickedest are the unhappiest -- the greater a tyranny the unhappier the tyrant. His subjects are slaves. So is the tyrannical individual -- his best qualities are enslaved to his worst. If he is ruler of a state he goes in fear of his subjects; he cannot travel, he cannot trust his helpers.

The money-maker does not value honour or knowledge unless they convert to cash; the seeker of honour does not value money or knowledge unless they bring fame; the philosopher neglects money and honours. Who is to judge between them? Philosophers, since they have experience of the other ways of life before they become philosophers.

Other pleasures, besides those of knowledge, are mixed with pain (cf. Gorgias 496c-497e; see Philebus 51a-52c). The pleasures of the mind are more real, just as its objects (the forms) are more real than bodies.

I think... we may venture to conclude that if our desire for gain and our ambition will follow the guidance of knowledge and reason, and choose to pursue only such pleasures as wisdom indicates, the pleasures they achieve will be the truest... If the mind as a whole will follow the lead of its philosophic element, without internal division, each element will be rightly performing its own function, and in addition will enjoy its own particular pleasures, which are the best and truest available to it' (586). --... how can we possibly argue that it pays a man to be unjust or self-indulgent or do anything base that will bring him more money and power but make him a worse man?... And how can it pay him to escape the punishment of wrongdoing by not being found out? If he escapes doesn't he merely become worse? And if he's caught and punished isn't the beast in him calmed and tamed, and his humaner part set free? And doesn't that mean that he is making the best of his natural gifts, and, by forming a character in which self-control and fair-mindedness are combined, getting something worth more than physical strength and health and good looks, just as the mind is worth more than the body? (591; cf. Gorgias 477-9).

This completes the answer to Glaucon and Adeimantus. There follows another discussion of art and poetry, and the book ends with a myth or story worth reading, 614a-, of souls about to be reborn choosing the life they want -- some choose well, some badly.

In the earlier dialogues Socrates sometimes says that no one who knows what is good will do evil. 'No one does wrong willingly', only by mistaking the means to his ends (Gorgias 509e; cf. Protagoras, 345e, 357cd, 358d, 360cd). In The Republic Socrates acknowledges that there may be inner conflict -- we may know we should not do something, yet do it. See the story of Leontion, 439e.

Summary

The basic principle of the ideal city is specialisation and co-ordination of functions. Socrates describes the role of the Guardians and Auxiliaries, and that of the other inhabitants who are specialised labourers in the industrial and agricultural sectors. By instructing the citizens in their assigned roles, the educational system preserves the city's way of life. In particular, Socrates argues that the Rulers themselves must become philosophers. The Myth of the Cave sums up Plato's theory of the Rulers and their philosophical training. The knowledge of the eternal forms is necessary in ruling justly for the good of the whole community.

The ideal city is only possible therefore when the Rulers command both political power and philosophy.

Further Study

I'll give you the tutorial topics shortly, but first let me indicate possibilities of further study.

In vol. 3 of the course materials see the reading guides to Plato's Gorgias, Statesman, and Phaedrus. See also the articles by White and Morrow.

A topic you might look at futher is rhetoric. Socrates seems to disparage rhetoric (the art of speech-making), and instead puts forward an art of rational conversation. The Protagoras includes a good deal on how to carry on discussion, or the art of conversation. See 329ab, 331c, 333c, 334d, 336a-d, 347c-348a, 360e-361e. See also the Gorgias, 449bc, 453bc, 454c, 457c-458c, 461c-462a, 465e-466a, 471e-472d, 474ab, 475e, 486d-487b, 505e-506a, 509a.) Later, however, in the Statesman, Plato included Rhetoric among the subordinate arts serving the philosophical ruler; he seems to have abandoned Socrates' view that rhetoric could not be a genuine art. Plato's pupil, Aristotle, wrote a treatise on Rhetoric. So you might ask yourself: Why was Socrates against rhetoric? Why did Plato come to accept it?

Tutorial Topics

1. What is Plato's definition of justice? What is his answer to the question whether being just is worthwhile?

2. 'Minding one's own business' has conservative implications if government is the business of a select few. Is specialisation of functions the basic principle in social life?

3. Plato justifies justice in terms of its effects on the individual who is just. Could it be justified in terms of its contribution to the welfare of other people? Do we care about other people? Would we care if we were completely rational?

4. What do you think of Plato's views on women?

5. Are rulers justified in telling lies?

6. Plato does not say much about what sort of life the majority of the population will lead under the guidance of their philosopher rulers. Apart from producing and eating food, etc., what will they do? What would make their lives worthwhile?

Man's life is a business which does not deserve to be taken too seriously; yet we cannot help being in earnest with it, and there's the pity. Still, as we are here in this world, no doubt, for us the becoming thing is to show this earnestness in a suitable way... I mean we should keep our seriousness for serious things, and not waste it on trifles... while God is the real goal of all beneficent serious endeavor, man... has been constructed as a toy for God, and this is, in fact, the finest thing about him. All of us, men and women alike, must fall in with our role and spend life in making our play as perfect as possible... What, then, is our right course? We should pass our lives in the playing of games -- certain games, that is, sacrifice, song, and dance... [Mankind should] live out their lives as what they really are -- puppets in the main, though with some touch of reality about them, too' (Plato, The Laws, 803-4, tr. A.E. Taylor, in Hamilton and Cairns).
The Greek cities put high value on religious ceremonies, dramatic performances, sporting contests. Is play the meaning of life?

Complete texts of Plato

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