This is the second cassette in POL167. Open the first volume of Readings at p. 1. We get from the ancient Greeks many of the terms and concepts of political thought -- democracy, monarchy, etc. -- and many of the arguments and theories. So for the next few weeks we will read extracts from ancient Greek writers on politics -- Herodotus, Thucydides, Plato and Aristotle. Herodotus and Thucydides are historians. This week we will read just one page of Herodotus and more extensively from Thucydides. Next week we will see how Plato criticised the politics and politicians Thucydides admired.
First some etymology. You will need some paper to make notes on -- perhaps an exercise book for POL167 notes. Pause the tape while you arrange that. In classical Greek there were two words for "rule" or "government", namely kratos and arche. Kratos means might, power, dominion, sway; arche sometimes means a beginning or origin (archaeology is the study of origins), but sometimes it means supreme power, sovereignty. From kratos we derive various words that end in -cracy -- democracy, aristocracy; from arche various words in '-archy' -- monarchy, for example. "Anarchy" means absence of government -- "a", or before a vowel "an", is a privative prefix, like "non". Monos in Greek meant "one" or "single". "Demos" meant "the people". "Aristos" meant "the best", "oligos" meant "few". Another political word is "tyranny", from "turannos" meaning "lord" or "master", or someone who had seized monarchy by force. Another is "despot", which meant the master of slaves, or a monarch who treats his subjects like slaves. Write down one under the other, first line "monarchy, tyranny or despotism", second line "aristocracy or oligarchy", third line "democracy". The words in the first line apply to governments headed by a single person -- "tyranny" and "despotism" imply an unfavourable judgment, "monarchy" is the neutral term, literally rule by a single person. The words in the second line apply to government by a relatively small number: "oligarchy" means literally rule by the few, but it was used generally to express disapproval; "aristocracy" means "rule by the best", who will be few. "Democracy" in the third line means rule by the people.
Herodotus's book tells how the Persian kings Darius and Xerxes sent invading forces into Greece. The Persians built a bridge of boats across the Hellespont and went over into northern Greece and moved southward. Some of the northern cities surrendered and even helped the Persians against their neighbours. But an alliance formed under the leadership of Athens and Sparta -- the Athenians supplied ships and sailors and naval leadership, the Spartans supplied land forces. The invasion overran Athens, but the Athenians did not surrender -- they abandoned their city, moved to an island, and continued the war. Herodotus describes the famous battles of Thermopylae, in which a small force of Spartans died to hold a pass against the invaders, and the Greek victory at Marathon, and the sea battle at Salamis. These were famous names for the Greeks, like Gallipoli and Kakoda are for us.
Eventually the Persians retreated, but they continued to intervene in Greek affairs from time to time until their empire was destroyed by Alexander 'the Great', c. 330 BC. The classical period of Greek history comes between these two wars with Persia -- the one described by Herodotus, and the one in which Alexander finally defeated the Persians.
At the end of chapter 80 I have drawn a corner mark to indicate the end of the first section to read. In the margin at the left I have put crosses, to indicate places I will comment on. So read Herodotus III.80, down to the first mark. Bear in mind that what you get by reading is the main thing -- don't be in too much of a hurry to come back to the cassette. (Pause.)
Comments:
Read III.81, down to the next mark. (Pause.)
I have already explained the meaning of oligarchy and democracy. Megabyzus is advocating aristocracy, rule by the few (oligos) who are "the worthiest" or "the best".
Read III.82-3, down to the next mark. (Pause.)
(Quotations below are from Thucydides, History of the
Peloponnesian War, translated by Rex Warner, introduction
and notes by M.I. Finley (Penguin, 1972).) Another
translation, by Thomas Hobbes
(1629). Translation
by Richard Crawley (1866-74).
During the great Persian war the Athenians and the Spartans were allies. But as the Persians retreated the Athenians and the Spartans fell out. The Spartans tried to prevent the Athenians from rebuilding the defensive walls of Athens. The Athenians formed an alliance of coastal and island Greek cities against the Persians, and they gradually turned this alliance into an empire. Eventually, in 431 BC, just over 50 years after the end of the Persian war, Athens and Sparta went to war, and this is Thucydides story. Read book I, chapters 1, 22, and 23, down to the mark at the end of Readings, p. 2. (Pause.)
Comments:
As for the question whether human nature changes, John Mill says (in material you will read in POL264 if you do it) that human culture certainly changes, and that culture counts for a lot more than underlying nature. It may be that the events Thucydides describes are likely to repeat themselves in places and times where the culture is individualistic and competitive, irreligious and amoral, but perhaps not in cultures where morality, religion, community values, tradition etc. have more influence. Anyway, our own culture is so much like that of ancient Greece that a lot of what Thucydides describes will seem very familiar.
Some comments on I.23:
Let me fill you in on some of the material we skip over. I.24- describes the civil war between 'the many' and 'the few' -- i.e. between the democratic and oligarchical parties -- in the city of Epidamnus, which led to conflict between the cities of Corcyra and Corinth. Epidamnus was a colony of Corcyra, which was a colony of Corinth. The democrats of Epidamnus got help from Corinth, Corcyra attacked and defeated the forces of Epidamnus and Corinth. The Corinthians prepared to attack Corcyra. Look up these cities in a map (see C.M Bowra (ed.) Classical Greece (Time-Life books), pp. 8-9.
Read I.31-44. The Dispute over Corcyra. (Pause.)
Now we will skip over some more. I.46-55 describes clashes at sea between the Athenians and the Corinthians. I.56-65 describes conflict between Athens and Corinth over the city of Potidaea, a colony of Corinth but a tribute-paying member of the Athenian league.
Read I.66-88. The Debate at Sparta and Declaration of War (Pause.)
Which of Archidamus and Sthenelaidas better fits Thucydides' idea of a leader? Which argues in moral terms? Which in terms of expediency?
Read I.96-99 (Pause.)
This passage describes how the league was transformed into an Athenian empire. The Athenian leader Pericles transferred its treasury from Delos to Athens in 453 B.C. Some of the tribute was used to build spectacular public buildings in Athens. The Athenian lower classes profited from the empire also by serving for pay in the navy, and by being paid for public duties, such as jury service (Athenian courts tried many cases arising in the subject cities -- see above, I.77).
We will skip over the rest of this 50 years.
Read I.118-125. The Allied Congress at Sparta (Pause.)
I.126-140, most of which we will skip, describes final negotiations between Sparta and Athens. It includes another 'flashback', in which we learn the end of Pausanias the Spartan and Themistocles the Athenian, leaders in the war against the Persians. Both were accused of having become agents of Persia. Themistocles fled to Persia and offered his services to the Persian King.
Read I.138, on Themistocles (Pause.)
Note the qualities for which Thucydides admires Themistocles: good judgment on the spur of the moment about the best way to the goal; foresight; ability to explain; 'doing precisely the right thing at the right moment'.
Thucydides makes no comment on the fact that the most famous Greek leaders in the Persian war changed sides. To return to the final negotiations before the Peloponnesian war: Read I.139-146, the Spartan Ultimatum and Pericles' Reply. (Pause.)
II.1-7, which we will skip, describes the first outbreak of fighting.
Read II.8. Outbreak of War
II.9-, which we skip, continues the description of the early stages of the war.
Read II.34-46. Pericles' Funeral Oration (Pause.)
This speech is a famous statement of liberal ideals ('liberal' with the nineteenth-century connotations of generosity, exercise of freedom, and respect for the freedom of others); see especially II.37, 39 (highlight the significant phrases).
What do you think of his advice to women?
Compare this speech with I.70, 71.
Read II.47-54. The Plague (Pause.)
Pericles does not appear in the story again.
Go back through what you have read so far and consider whether any consistent philosophy emerges from the 'maxims'.
III.1- describes the revolt of Mitylene, one of the few members of the Athenian league which had not been subjected; it had its own navy, and was still left with some independence. Mitylene sent an embassy to ask the Spartans for help.
Read III.8-14 on the revolt of Mitylene
Mitylene was an oligarchy. When the common people were given arms they refused any longer to obey their officers (III.27). The city surrendered to the Athenians, who decided to put to death all the male population, including those who had refused to support the revolt.
Read III.36-49, the Mitylenian Debate
III.52-68, which we skip, describes the trial and execution of the citizens of Platea by the Spartans and their allies, the Thebans. The Plataeans had surrendered on the promise that the guilty would be punished, but only after trial. The "trial" consisted simply in asking them one by one what they had done for the Spartan side in the war. It seems that one of Thucydides' purposes in this part of the history is to illustrate the moral effects of the war by describing some of the atrocities and injustices committed by both sides.
In Corcyra there was fighting between democrats and oligarchs, described in III.70-81.
Read III.82-84, civil War in Corcyra (Pause.)
Compare this with the passage on the plague, II.53. Note the reference to what happens and always will happen while human nature is what it is; compare Diodotus, III.45. Note the interest in signs of intelligence, and the comment on the disadvantage of intelligence; cf. Cleon, III.37
The final atrocities at Corcyra are described in IV.46-48. III.85- continues the account of military operations. We will skip most of books IV and V. I'll give you some idea of the material we skip. IV.1- describes how the Athenian general Demosthenes, by a combination of good generalship and luck, trapped on the island of Pylos a body of Spartans, some of whom belonged to prominent families (V.15).
This led Sparta to propose a peace. But encouraged by Cleon, the Athenians refused to make peace: They 'aimed at winning still more, and, as for making peace, they considered that while they had the men on the island they could do so whenever they liked' (IV.21). When things took a bad turn for the Athenians at Pylos, a reluctant Cleon was made general (IV.27-8), promising victory at Pylos within twenty days. 'This irresponsible claim caused a certain amount of laughter, though the more intelligent members of his audience were not displeased with it, since they calculated that they would enjoy an advantage either way; either they would get rid of Cleon for the future -- which was what they rather expected -- or, if they were wrong about this, they would have the Spartans in their power' (IV.28). After an accidental bushfire had destroyed the cover on Pylos, the Athenians took the trapped Spartans prisoners. 'Cleon had kept his promise, however mad he may have been to have made it' (IV.39). 'The Spartans...as the Helots began to desert, ... feared the spread of revolution in their country', and again offered peace. 'The Athenians, however, were aiming at gaining still more', and 'sent every Spartan representative back empty-handed' (IV.41 -- contrast I.144, II.65).
One of Thucydides' themes in Book IV is the foresight of statesmen. Another is chance, luck, fortune: no matter how much foresight you have, it is always possible things will turn out differently -- in fact, real foresight includes consciousness of that possibility. The good luck of Demosthenes and of Cleon led to the capture of the Spartans at Pylos. Cleon was a fool but lucky. There are more reflections on fortune, and how good luck leads fools to grasp for more, in IV.62-65.
The Athenians had begun to take an interest in Sicily, where there were Greek colonies between which war was imminent. The situation is analysed in an excellent speech of Hermocrates, IV.58-65.
Read IV.80, on the campaign of the Spartan general Brasidas in Thrace. (Pause.)
IV.81-V.10 follows Brasidas' campaign. One of the Athenian generals beaten by Brasidas was Thucydides, 'the author of this history' IV.104; for the rest of the war Thucydides was an exile from Athens, spending part of the time at Sparta (V.26). V.4-10 describes a battle in which the opposing generals were Brasidas and Cleon; both were killed.
V.27- tells how during the peace alliances were dissolved and reformed (at one stage Sparta and Athens seemed to combine against the rest), and how Sparta and Athens fell out again. In these events the young Athenian politician Alcibiades played a devious part. At the end of this Book Thucydides tells of an Athenian attack on Melos.
Read V.84-114. The Melian Dialogue (Pause.)
This passage is a new genre: not a debate in speech form, but a dialogue. The Melian dialogue is notable for the frankness of what the Athenians say about justice and interest. Note the 'law of nature' V.105 -- cf. I.76. Later Melos was taken, and the Athenians put to death all the men and sold the women and children as slaves V.116. Compare the Melian dialogue with III.52-68. This completes the required reading for the week.
We began the course by reading Mill, to make a link between modern political experience and the earlier traditions of political thought -- Mill is very much aware of Greek political thought, and of earlier English political thought, and builds on the tradition while addressing questions still relevant to politics today. We begin the Greek part of the course by reading Thucydides for several reasons:
If you have not already done so, read lectures 'Democracy in Australia' and 'Liberal Democracy'.
If you want to read more of Thucydides there is a reading guide to Books VI-VIII in vol. 3 of the Course Materials. (You will need to borrow a copy of Thucydides from the library -- DF229.T5 or PA3612.T5).
See also Finley Thucydides (DF229.F5).
Gouldner, A., Enter Plato: Classical Greece and the Origins of Social Theory [DF80.G65].
Jaeger, W. Paideia: The Ideals of Greek Culture [DF77.J2741], vol. 1, p. 382 ff.
2. In the nineteenth century British readers saw themselves in the Corinthian description of the Athenians (I.70). More recently Americans have seen the conflict between Athens and Sparta as parallel to that between America and Russia. Are there significant resemblances between modern nations and the cities Thucydides describes?
3. "Pericles expresses well the ideals of a liberal democracy, but did not live up to them: he made Athens a 'tyrant city'". Do you agree?
4. Thucydides praises Pericles for his foresight. But should Pericles have foreseen the inadequacies of those who would come to lead Athens in a long war. Compare the wisdom of Archidamus, I.80-5; but in the end Sparta won. Is foresight really possible in such matters?
5. Discuss Diodotus' views (III.41) on the death penalty as a deterrent and his generalisations about human psychology.
6. Thucydides' politicians had to be able to make an impression on an audience of thousands in the open air, without a microphone. What difference has television made to the qualities and skills needed by a politician?
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